Course Compliance

How the Courses Are Audited

Each course undergoes a full regulatory compliance review conducted by an AI Regulatory Compliance Auditor, purpose-built to assess educational financial content against global regulatory standards.

The audit process involves a systematic review of all materials associated with the course, collectively referred to as Course Content, including:

  • Course scripts and lectures
  • Slide decks and presentations
  • Marketing pages and landing pages
  • Promotional materials
  • Video content and supporting assets

The review focuses on substance, language, positioning, and regulatory perimeter integrity, rather than superficial or repetitive disclaimer checks.

Role of AI in the Audit Process

The compliance audits are conducted using a specialised AI system trained on:

  • Global financial regulatory frameworks
  • Financial promotions and consumer-protection standards
  • Investor communication rules
  • Education-versus-advice regulatory boundaries

AI is used to ensure:

  • Consistency across all course audits
  • Neutral, objective analysis free from commercial bias
  • Scalability, ensuring every course is reviewed to the same standard
  • Pattern detection to identify language or structures that could create regulatory risk

AI does not replace legal counsel. It functions as a first-line compliance governance layer, designed to identify potential regulatory issues early and enforce disciplined educational positioning.

Regulatory Frameworks Considered

Each audit explicitly considers the principles and guidance issued by major global regulators, including:

  • Financial Conduct Authority (FCA – UK)
  • European Securities and Markets Authority (ESMA) and MiFID II
  • Cyprus Securities and Exchange Commission (CySEC)
  • Australian Securities and Investments Commission (ASIC)
  • U.S. Securities and Exchange Commission (SEC) and FINRA
  • Monetary Authority of Singapore (MAS)
  • Dubai Financial Services Authority (DFSA)
  • Swiss Financial Market Supervisory Authority (FINMA)
  • International consumer-protection and misrepresentation standards

This multi-jurisdictional approach reflects the global distribution of digital education.

Core Compliance Safeguard Applied to All Courses

All courses include a mandatory disclaimer video at the beginning of the programme, which clearly states that:

  • The content is provided for educational purposes only
  • No financial or investment advice is given
  • No personalised recommendations are made
  • Trading and investing involve risk
  • Learners are responsible for their own decisions

This disclaimer forms part of the programme-level compliance architecture and is treated as an embedded safeguard during every audit.

Audits do not flag the absence of repeated disclaimers within individual lessons, provided the educational and non-advisory nature of the content is maintained throughout.

What the Audits Do Not Do

For clarity, the compliance audits:

  • Do not certify profitability or performance outcomes
  • Do not provide regulatory authorisation
  • Do not constitute legal advice
  • Do not replace jurisdiction-specific legal review
  • Do not assess trading strategies for effectiveness

Their role is governance and risk assessment, not endorsement.

Structure of the Audit Reports

Each Course Compliance Audit Report follows a uniform, regulator-style structure, including:

  • Executive Summary with overall compliance risk rating
  • Detailed findings grounded in regulatory standards (where applicable)
  • Positive compliance observations
  • Actionable recommendations (if required)
  • Jurisdictional considerations
  • A mandatory closing disclaimer

This ensures all reports are consistent, defensible, and suitable for professional due-diligence review.

Course Compliance Audit Reports

Individual compliance audit reports for each course are published as child pages under this section. Each report applies the same audit methodology, scope, and regulatory lens.

Final Note

This Course Compliance section reflects an ongoing commitment to responsible financial education, disciplined regulatory boundaries, and professional governance.

The audits are designed to ensure that educational content remains educational in nature, avoids regulatory overreach, and is presented in a manner that is fair, clear, and not misleading across global jurisdictions.